This book will be profoundly uncomfortable to read.
It was profoundly uncomfortable to write. It tells the story of
IBM's conscious involvement--directly and through its subsidiaries--in
the Holocaust, as well as its involvement in the Nazi war machine
that murdered millions of others throughout Europe.
Mankind
barely noticed when the concept of massively organized information
quietly emerged to become a means of social control, a weapon
of war, and a roadmap for group destruction. The unique igniting
event was the most fateful day of the last century, January 30,
1933, the day Adolf Hitler came to power. Hitler and his hatred
of the Jews was the ironic driving force behind this intellectual
turning point. But his quest was greatly enhanced and energized
by the ingenuity and craving for profit of a single American company
and its legendary, autocratic chairman. That company was International
Business Machines, and its chairman was Thomas J. Watson.
Der
Führer's obsession with Jewish destruction was hardly original.
There had been czars and tyrants before him. But for the first
time in history, an anti-Semite had automation on his side. Hitler
didn't do it alone. He had help.
In
the upside-down world of the Holocaust, dignified professionals
were Hitler's advance troops. Police officials disregarded their
duty in favor of protecting villains and persecuting victims.
Lawyers perverted concepts of justice to create anti-Jewish laws.
Doctors defiled the art of medicine to perpetrate ghastly experiments
and even choose who was healthy enough to be worked to death--and
who could be cost-effectively sent to the gas chamber. Scientists
and engineers debased their higher calling to devise the instruments
and rationales of destruction. And statisticians used their little
known but powerful discipline to identify the victims, project
and rationalize the benefits of their destruction, organize their
persecution, and even audit the efficiency of genocide. Enter
IBM and its overseas subsidiaries.
Solipsistic
and dazzled by its own swirling universe of technical possibilities,
IBM was self-gripped by a special amoral corporate mantra: if
it can be done, it should be done. To the blind technocrat, the
means were more important than the ends. The destruction of the
Jewish people became even less important because the invigorating
nature of IBM's technical achievement was only heightened by the
fantastical profits to be made at a time when bread lines stretched
across the world.
So
how did it work?
When
Hitler came to power, a central Nazi goal was to identify and
destroy Germany's 600,000 Jews. To Nazis, Jews were not just those
who practiced Judaism, but those of Jewish blood, regardless of
their assimilation, intermarriage, religious activity, or even
conversion to Christianity. Only after Jews were identified could
they be targeted for asset confiscation, ghettoization, deportation,
and ultimately extermination. To search generations of communal,
church, and governmental records all across Germany--and later
throughout Europe--was a cross-indexing task so monumental, it
called for a computer. But in 1933, no computer existed.
When
the Reich needed to mount a systematic campaign of Jewish economic
disenfranchisement and later began the massive movement of European
Jews out of their homes and into ghettos, once again, the task
was so prodigious it called for a computer. But in 1933, no computer
existed.
When
the Final Solution sought to efficiently transport Jews out of
European ghettos along railroad lines and into death camps, with
timing so precise the victims were able to walk right out of the
boxcar and into a waiting gas chamber, the coordination was so
complex a task, this too called for a computer. But in 1933, no
computer existed.
However,
another invention did exist: the IBM punch card and card sorting
system--a precursor to the computer. IBM, primarily through its
German subsidiary, made Hitler's program of Jewish destruction
a technologic mission the company pursued with chilling success.
IBM Germany, using its own staff and equipment, designed, executed,
and supplied the indispensable technologic assistance Hitler's
Third Reich needed to accomplish what had never been done before--the
automation of human destruction. More than 2,000 such multi-machine
sets were dispatched throughout Germany, and thousands more throughout
German-dominated Europe. Card sorting operations were established
in every major concentration camp. People were moved from place
to place, systematically worked to death, and their remains cataloged
with icy automation.
IBM
Germany, known in those days as Deutsche Hollerith Maschinen Gesellschaft,
or Dehomag, did not simply sell the Reich machines and then walk
away. IBM's subsidiary, with the knowledge of its New York headquarters,
enthusiastically custom-designed the complex devices and specialized
applications as an official corporate undertaking. Dehomag's top
management was comprised of openly rabid Nazis who were arrested
after the war for their Party affiliation. IBM NY always understood--from
the outset in 1933--that it was courting and doing business with
the upper echelon of the Nazi Party. The company leveraged its
Nazi Party connections to continuously enhance its business relationship
with Hitler's Reich, in Germany and throughout Nazi-dominated
Europe.
Dehomag
and other IBM subsidiaries custom-designed the applications. Its
technicians sent mock-ups of punch cards back and forth to Reich
offices until the data columns were acceptable, much as any software
designer would today. Punch cards could only be designed, printed,
and purchased from one source: IBM. The machines were not sold,
they were leased, and regularly maintained and upgraded by only
one source: IBM. IBM subsidiaries trained the Nazi officers and
their surrogates throughout Europe, set up branch offices and
local dealerships throughout Nazi Europe staffed by a revolving
door of IBM employees, and scoured paper mills to produce as many
as 1.5 billion punch cards a year in Germany alone. Moreover,
the fragile machines were serviced on site about once per month,
even when that site was in or near a concentration camp. IBM Germany's
headquarters in Berlin maintained duplicates of many code books,
much as any IBM service bureau today would maintain data backups
for computers.
I
was haunted by a question whose answer has long eluded historians.
The Germans always had the lists of Jewish names. Suddenly, a
squadron of grim-faced SS would burst into a city square and post
a notice demanding those listed assemble the next day at the train
station for deportation to the East. But how did the Nazis get
the lists? For decades, no one has known. Few have asked.
The
answer: IBM Germany's census operations and similar advanced people
counting and registration technologies. IBM was founded in 1898
by German inventor Herman Hollerith as a census tabulating company.
Census was its business. But when IBM Germany formed its philosophical
and technologic alliance with Nazi Germany, census and registration
took on a new mission. IBM Germany invented the racial census--listing
not just religious affiliation, but bloodline going back generations.
This was the Nazi data lust. Not just to count the Jews--but to
identify them.
People
and asset registration was only one of the many uses Nazi Germany
found for high-speed data sorters. Food allocation was organized
around databases, allowing Germany to starve the Jews. Slave labor
was identified, tracked, and managed largely through punch cards.
Punch cards even made the trains run on time and cataloged their
human cargo. German Railway, the Reichsbahn, Dehomag's biggest
customer, dealt directly with senior management in Berlin. Dehomag
maintained punch card installations at train depots across Germany,
and eventually across all Europe.
How
much did IBM know? Some of it IBM knew on a daily basis throughout
the 12-year Reich. The worst of it IBM preferred not to know--"don't
ask, don't tell" was the order of the day. Yet IBM NY officials,
and frequently Watson's personal representatives, Harrison Chauncey
and Werner Lier, were almost constantly in Berlin or Geneva, monitoring
activities, ensuring that the parent company in New York was not
cut out of any of the profits or business opportunities Nazism
presented. When U.S. law made such direct contact illegal, IBM's
Swiss office became the nexus, providing the New York office continuous
information and credible deniability.
Certainly,
the dynamics and context of IBM's alliance with Nazi Germany changed
throughout the twelve-year Reich. I want the full story understood
in context. Skipping around in the book will only lead to flawed
and erroneous conclusions. So if you intend to skim, or rely on
selected sections, please do not read the book at all. Make no
mistake. The Holocaust would still have occurred without IBM.
To think otherwise is more than wrong. The Holocaust would have
proceeded--and often did proceed--with simple bullets, death marches,
and massacres based on pen and paper persecution. But there is
reason to examine the fantastical numbers Hitler achieved in murdering
so many millions so swiftly, and identify the crucial role of
automation and technology. Accountability is needed.
What
made me demand answers to the unasked questions about IBM and
the Holocaust? I confronted the reality of IBM's involvement one
day in 1993 in Washington at the United States Holocaust Museum.
There, in the very first exhibit, an IBM Hollerith D-11 card sorting
machine--riddled with circuits, slots, and wires--was prominently
displayed. Clearly affixed to the machine's front panel glistened
an IBM nameplate. It has since been replaced with a smaller IBM
machine because so many people congregated around it, creating
a bottleneck. The exhibit explained little more than that IBM
was responsible for organizing the census of 1933 that first identified
the Jews. IBM had been tight-lipped about its involvement with
Nazi Germany. So although 15 million people, including most major
Holocaust experts, have seen the display, and in spite of the
best efforts of leading Museum historians, little more was understood
about this provocative display other than the brief curator's
description at the exhibit and a few pages of supportive research.
I
still remember the moment, staring at the machine for an hour.
I turned to my mother and father who accompanied me to the museum
that day and promised I would discover more.
My
parents are Holocaust survivors, uprooted from their homes in
Poland. My mother escaped from a boxcar en route to Treblinka,
was shot, and then buried in a shallow mass grave. My father had
already run away from a guarded line of Jews and discovered her
leg protruding from the snow. By moonlight and by courage, these
two escapees survived against the cold, the hunger, and the Reich.
Standing next to me five decades later, their image within the
reflection of the exhibit glass, shrapnel and bullet fragments
permanently embedded in their bodies, my parents could only express
confusion.
But
I had other questions. The Nazis had my parents' names. How?
What
was the connection of this gleaming black, beige and silver machine,
squatting silently in this dimly lit museum, to the millions of
Jews and other Europeans who were murdered--and murdered not just
in a chaotic split-second as a casualty of war, but in a grotesque
and protracted twelve-year campaign of highly organized humiliation,
dehumanization, and then ultimately extermination.
For
years after that chance discovery, I was shadowed by the realization
that IBM was somehow involved in the Holocaust in technologic
ways that had not yet been pieced together. Dots were everywhere.
The dots needed to be connected.
Knowing
that International Business Machines has always billed itself
as a "solutions" company, I understood that IBM does
not merely wait for governmental customers to call. IBM has amassed
its fortune and reputation precisely because it generally anticipates
governmental and corporate needs even before they develop, and
then offers, designs, and delivers customized solutions--even
if it must execute those technologic solutions with its own staff
and equipment. IBM has done so for countless government agencies,
corporate giants, and industrial associations.
For
years I promised myself I would one day answer the question: how
many solutions did IBM provide to Nazi Germany? I knew about the
initial solution: the census. Just how far did the solutions go?
In
1998, I began an obsessive quest for answers. Proceeding without
any foundation funds, organizational grants, or publisher dollars
behind me, I began recruiting a team of researchers, interns,
translators and assistants, all on my own dime.
Soon
a network developed throughout the United States, as well as in
Germany, Israel, England, Holland, Poland, and France. This network
continued to grow as time went on. Holocaust survivors, children
of survivors, retirees, and students with no connection to the
Holocaust--as well as professional researchers, distinguished
archivists and historians, and even former Nuremberg Trial investigators--all
began a search for documentation. Ultimately, more than 100 people
participated, some for months at a time, some for just a few hours
searching obscure Polish documents for key phrases. Not knowing
the story, they searched for key words: census, statistics, lists,
registrations, railroads, punch cards, and a roster of other topics.
When they found them, the material was copied and sent. For many
weeks, documents were flowing in at the rate of 100 per day.
Most
of my team was volunteers. All of them were sworn to secrecy.
Each was shocked and saddened by the implications of the project
and intensely motivated. A few said they could not sleep well
for days after learning of the connection. I was often sustained
by their words of encouragement.
Ultimately,
I assembled more than 20,000 pages of documentation from 50 archives,
library manuscript collections, museum files, and other repositories.
In the process, I accessed thousands of formerly classified State
Department, OSS, or other previously restricted government papers.
Other obscure documents from European holdings had never been
translated or connected to such an inquiry. All these were organized
in my own central archive mirroring the original archival source
files. We also scanned and translated more than 50 general books
and memoirs, as well as contemporary technical and scientific
journals covering punch cards and statistics, Nazi publications,
and newspapers of the era. All of this material--primary documents,
journal articles, newsclips, and book extracts--were cross-indexed
by month. We created one manila folder for every month from 1933
to 1950. If a document referred to numerous dates, it was cross-filed
in the numerous monthly folders. Then all contents of monthly
folders were further cross-indexed into narrow topic threads,
such as Warsaw Ghetto, German Census, Bulgarian Railroads, Watson
in Germany, Auschwitz, and so on.
Stacks
of documents organized into topics were arrayed across my basement
floor. As many as six people at a time busily shuttled copies
of documents from one topic stack to another from morning until
midnight. One document might be copied into five or six topic
stacks. A high-speed copier with a 20-bin sorter was installed.
Just moving from place to place in the basement involved hopscotching
around document piles.
None
of the 20,000 documents were flash cards. It was much more complex.
Examined singly, none revealed their story. Indeed, most of them
were profoundly misleading as standalone papers. They only assumed
their true meaning when juxtaposed with numerous other related
documents, often from totally unrelated sources. In other words,
the documents were all puzzle pieces--the picture could not be
constructed until all the fragments were put together. For example,
one IBM report fleetingly referred to a "Mr. Hendricks"
as fetching an IBM machine from Dachau. Not until I juxtaposed
that document with an obscure military statistics report discovered
at the Public Record Office in London did I learn who Sgt. Hendricks
really was.
Complicating
the task, many of the IBM papers and notes were unsigned or undated
carbons, employing deliberate vagueness, code words, catch phrases,
or transient corporate short hand. I had to learn the contemporaneous
lexicon of the company to decipher their content. I would study
and stare at some individual documents for months until their
meaning finally became clear through some other discovered document.
For example, I encountered an IBM reference to accumulating "points."
Eventually, I discovered that "points" referred to making
sales quotas for inclusion in IBM's Hundred Percent Club. IBM
maintained sales quotas for all its subsidiaries during the Hitler-era.
Sometimes
a key revelation did not occur until we tracked a source back
three and four stages. For example, I reviewed the English version
of the well-known volume Destruction of the Dutch Jews by Jacob
Presser. I found nothing on my subject. I then asked my researchers
in Holland to check the Dutch edition. They found a single unfootnoted
reference to a punch card system. Only by checking Presser's original
typescript did we discover a marginal notation that referenced
a Dutch archival document that led to a cascade of information
on the Netherlands. In reviewing the Romanian census, I commissioned
the translation of a German statistician's 20-page memoir to discover
a single sentence confirming that punch cards were used in Romania.
That information was juxtaposed against an IBM letter confirming
the company was moving machinery from war-torn Poland into Romania
to aid Romanian census operations.
In
the truest sense, the story of IBM and the Holocaust has been
shattered into thousands of shards. Only by piecing them all together
did I erect a towering picture window permitting me to view what
really occurred. That verified account is retold in this book.
In
my pursuit, I received extraordinary cooperation from every private,
public, and governmental source in every country. Sadly, the only
refusal came from IBM itself, which rebuffed my requests for access
to documents and interviews. I was not alone. Since WWII, the
company has steadfastly refused to cooperate with outside authors.
Virtually every recent book on IBM, whether written by esteemed
business historians or ex-IBM employees, includes a reference
to the company's refusal to cooperate with the author in any way.
Ultimately, I was able to arrange proper access. Hundreds of IBM
documents were placed at my disposal. I read them all.
Behind
every text footnote is a file folder with all the hardcopy documentation
needed to document every sentence in this book at a moment's notice.
Moreover, I assembled a team of hair-splitting, nitpicking, adversarial
researchers and archivists to review each and every sentence,
collectively ensuring that each fact and fragment of a fact was
backed up with the necessary black and white documents.
In
reconstructing the facts, I was guided on every page by two principles:
context and consequences. For instance, although I enjoyed access
to volumes of diplomatic and intelligence information, I was careful
to concentrate on what was known publicly in the media about atrocities
and anti-Jewish conditions in Europe. For this reason, readers
will notice an extraordinary reliance on articles in the New York
Times. I quote the New York Times not because it was the newspaper
of record in America, but because IBM executives, including Thomas
Watson, were headquartered in New York. Had they lived in Chicago,
I would have quoted the Chicago Tribune. Had they lived in Cleveland,
I would have quoted the Cleveland Plain Dealer.
Readers
will also notice that I frequently relied upon reproducing the
exact words the principals themselves used in telegrams, letters,
or telephone transcripts. Readers can judge for themselves exactly
what was said in what context.
With
few exceptions (see Bibliographical Note), the Holocaust literature
is virtually devoid of mention of the Hollerith machines--in spite
of its high profile display at the United States Holocaust Museum.
Historians should not be defensive about the absence of even a
mention. The public documents were all there, but there are literally
millions of frames and pages of Holocaust documents in the leading
archives of the world. Many of these materials had simply never
been accessed, many have not been available, and some are based
on false chronologies or appear to be corporate minutia. Others
were well known, such as Heydrich's 1939 instruction on concentrating
Jewish communities near railroad tracks, but the repeated references
to census operations were simply overlooked.
More
than the obscurity of the documents, such an investigation would
require expertise in the history of the Holocaust before and after
the war began, the history of post-Industrial Revolution mechanization,
the history of technology, and more specifically the archaic punch
card system, as well as an understanding of Reich economics, multi-national
corporations, and a grasp of financial collusion. In addition,
one would need to juxtapose the information for numerous countries
before assembling the complete picture. Just as important is the
fact that until I examined the IBM documents, that half of the
screen was totally obscured. Again, the documents do not speak
by themselves, only in ensemble. I was fortunate to have an understanding
of Reich economics and multinational commerce from my earlier
book, The Transfer Agreement, as well as a background in the computer
industry, and years of experience as an investigative journalist
specializing in corporate misconduct. I approached this project
as a typical if not grandiose investigation of corporate conduct
with one dramatic difference: the conduct impacted on the lives
and deaths of millions.
Gathering
my pre-publication expert reviewers was a process in itself. I
sought not only the leading historians of the Holocaust, but niche
experts on such topics as Vichy France, Romania, and census and
persecution. But I also consulted business historians, technical
specialists, accountants, legal sources on reparations and corporate
war crimes, an investigator from the original Nuremberg prosecution
team, a wartime military intelligence technology expert, and even
an ex-FBI special agent with expertise in financial crimes. I
wanted the prismatic view of all.
Changing
perspective was perhaps the dominant reason why the relationship
between IBM and the Holocaust has never been explored. When I
first wrote The Transfer Agreement in 1984, no one wanted to focus
on assets. Now everyone talks about the assets. The formative
years for most Holocaust scholarship was before the computer age,
and well before the Age of Information. Everyone now possesses
an understanding of how technology can be utilized in the affairs
of war and peace. We can now go back and look at the same documentation
in a new light.
Many
of us have become enraptured by the Age of Computerization and
the Age of Information. I know I have. But now I am consumed with
a new awareness that, for me, as the son of Holocaust survivors,
brings me to a whole new consciousness. I call it the Age of Realization,
as we look back and examine technology's wake. Unless we understand
how the Nazis acquired the names, more lists will be compiled
against more people.
The
story of IBM and the Holocaust is just a beginning. I could have
written 20 books with the documents I uncovered, one for every
country in Europe. I estimate there are 100,000 more documents
scattered in basements and corporate archives around the United
States and Europe. Corporate archivists should take note: these
documents are related to a crime and must not be moved, tampered
with, or destroyed. They must be transferred to those appropriate
archival institutions that can assure immediate and undelayed
access to scholars and war crimes prosecutors so the accountability
process can continue (see Note on Sources).
Only
through exposing and examining what really occurred can the world
of technology finally adopt the well-worn motto: Never Again.
Edwin
Black
Washington DC
October 2000
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